S. No | UNIT NAME | WEIGHTAGE |
1 | Introduction to Securities Market | 5% |
2 | Market Participants in the Securities Markets | 10% |
3 | Introduction to Securities Broking Operations | 20% |
4 | Risk Management | 15% |
5 | Clearing Process | 15% |
6 | Settlement Process | 15% |
7 | Investor Grievances and Arbitration | 10% |
8 | Other Services Provided by Brokers | 10% |