| S. No | UNIT NAME | WEIGHTAGE |
| 1 | Introduction to Securities Market | 5% |
| 2 | Market Participants in the Securities Markets | 10% |
| 3 | Introduction to Securities Broking Operations | 20% |
| 4 | Risk Management | 15% |
| 5 | Clearing Process | 15% |
| 6 | Settlement Process | 15% |
| 7 | Investor Grievances and Arbitration | 10% |
| 8 | Other Services Provided by Brokers | 10% |
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